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Compliance Manager at Shenton Way
This job ad has been posted over 40 days ago...
Job Type : Full-time
Open to : Singaporean or PR
ProTeam Consultancy
Posted on : Oct22 2011
An established and reputable futures brokerage firm in Singapore seeking for
Compliance Manager
-At least a Degree in Finance, Accountancy or Law
- At least 4 years compliance and internal audit experiences gained from a banking / financial institution or relevant industry
-An understanding/familiarity of financial/legal terminology would be an advantage.
-Strong legal / compliance background
-Excellent communication and interpersonal skills.
Job Scope: •
-Develop and maintain a regulatory compliance program and conducts regular compliance review throughout the various departments.
-Perform regular internal audit checks on the Company’s various systems, including participation in review of new systems and procedures before implementation, and to make the necessary recommendations to enhance the internal controls and ensure staff’s compliance with the relevant statutory legislations and guidelines and the Company’s internal control policies and procedures.
-Review and advise on legal documents, agreements and guidelines relating to the company’s regulatory regime.
-Liaise with the Credit Control and Risk Management department relating to account opening, credit risk matters and general compliance issues.
-Liaise with the MAS and SGX on new and existing regulatory directives, guidelines and circulars.
- Advise management and staff of new / revised rules and regulations and provide proper guidance and continuous training.
-Liaise with the external auditors and also with the company secretary on important legal matters.
-Report to the Chairman, with dotted reporting responsibility to the Managing Director, on key compliance and regulatory matters and issue internal audit reports
Salary depends on qualification and experience. Ranging from $5k above
Location: Shenton Way. 5 days work
Sigaporean/ PR apply only!
Interested pls send detailed cv to mailto:proteamconsultancy@gmail.com, pls include photo, current and expected salary.
Compliance Manager
-At least a Degree in Finance, Accountancy or Law
- At least 4 years compliance and internal audit experiences gained from a banking / financial institution or relevant industry
-An understanding/familiarity of financial/legal terminology would be an advantage.
-Strong legal / compliance background
-Excellent communication and interpersonal skills.
Job Scope: •
-Develop and maintain a regulatory compliance program and conducts regular compliance review throughout the various departments.
-Perform regular internal audit checks on the Company’s various systems, including participation in review of new systems and procedures before implementation, and to make the necessary recommendations to enhance the internal controls and ensure staff’s compliance with the relevant statutory legislations and guidelines and the Company’s internal control policies and procedures.
-Review and advise on legal documents, agreements and guidelines relating to the company’s regulatory regime.
-Liaise with the Credit Control and Risk Management department relating to account opening, credit risk matters and general compliance issues.
-Liaise with the MAS and SGX on new and existing regulatory directives, guidelines and circulars.
- Advise management and staff of new / revised rules and regulations and provide proper guidance and continuous training.
-Liaise with the external auditors and also with the company secretary on important legal matters.
-Report to the Chairman, with dotted reporting responsibility to the Managing Director, on key compliance and regulatory matters and issue internal audit reports
Salary depends on qualification and experience. Ranging from $5k above
Location: Shenton Way. 5 days work
Sigaporean/ PR apply only!
Interested pls send detailed cv to mailto:proteamconsultancy@gmail.com, pls include photo, current and expected salary.
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